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November 20, 2009 -- WASHINGTON, DC – Senator Ted Kaufman (D-DE) today urged Securities and Exchange Commission (SEC) Chairman Mary Schapiro to take immediate steps to combat manipulative high frequency trading algorithms and end so-called “sponsored... Full Article at All American Patriots
By Scott Patterson Sen. Ted Kaufman called Friday for the Securities and Exchange Commission to take immediate steps to stop so-called sponsored access, a common practice in the hot area of high-frequency trading.In a letter to SEC Chairman Mary... Full Article at Wall Street Journal
WASHINGTON - SEPTEMBER 30: Securities and Exchange Commission (SEC) Chair Mary Schapiro (L) listens during a public roundtable meeting at the headquarters of SEC September 30, 2009 in Washington, DC. View Photo »
Congress should consider modifying the [White House] proposal so that all securities-related OTC derivatives are regulated more like securities, and commodity and other nonsecurities-related OTC derivatives are regulated more like futures
Washington, D.C. -- November 17, 2009 -- "Good afternoon. Full Article at All American Patriots
Nov. 17, 2009 - United States Attorney Benjamin B. Wagner announces today that he has been appointed chair of a national mortgage-fraud working group as a part of the newly announced interagency Financial Fraud Enforcement Task Force announced by U.S. Full Article at YubaNet
Washington, D.C. - infoZine - Attorney General Eric Holder, Treasury Secretary Tim Geithner, Housing and Urban Development (HUD) Secretary Shaun Donovan, and Securities and Exchange Commission (SEC) Chairwoman Mary Schapiro today announced that... Full Article at Kansas City Infozine
WASHINGTON - SEPTEMBER 30: Securities and Exchange Commission (SEC) Chair Mary Schapiro (L) listens during a public roundtable meeting at the headquarters of SEC September 30, 2009 in Washington, DC. View Photo »
We stand with S.E.C. Chairwoman Mary Schapiro and C.F.T.C. Chair Gary Gensler in their fight for stronger regulation for hedge funds and derivatives and all the crazy stuff that brought our economy down
Dear Mr. Berko: I'm an attorney and a CPA. I'm also retired. And now, I'm mad as hell and I don't want to take it anymore. Full Article at GoErie.com
Early this year, I sent three letters to the Securities Exchange and Commission telling them that the billions in bonuses paid to Merrill Lynch employees were illegal. One of those letters was addressed to SEC Chairman Mary Schapiro. Full Article at Wilmington Star-News
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WASHINGTON - SEPTEMBER 30: Securities and Exchange Commission (SEC) Chair Mary Schapiro (L) listens during a public roundtable meeting at the headquarters of SEC September 30, 2009 in Washington, DC. The meeting was to discuss possible measures to limit the short selling of stocks.
View Photo »WASHINGTON - SEPTEMBER 30: Securities and Exchange Commission (SEC) Chair Mary Schapiro (L) listens during a public roundtable meeting at the headquarters of SEC September 30, 2009 in Washington, DC. The meeting was to discuss possible measures to limit the short selling of stocks.
View Photo »Federal Deposit Insurance Corporation Chairwoman Sheila Bair (L) and Securities Exchange Commission Chairwoman Mary Schapiro (R) prepare to testify before the Senate Banking Committee on Capitol Hill in Washington, July 23, 2009.
View Photo »Federal Deposit Insurance Corporation Chairwoman Sheila Bair (R) shakes hands with Senate Banking Committee Chairman Sen. Chris Dodd (2nd L) as Securities Exchange Commission Chairwoman Mary Schapiro (L) walks in before they testify before the Senate Banking Committee on Capitol Hill in...
View Photo »Federal Deposit Insurance Corporation Chairwoman Sheila Bair (L) and Securities Exchange Commission Chairwoman Mary Schapiro (R) prepare to testify before the Senate Banking Committee on Capitol Hill in Washington, July 23, 2009.
View Photo »Mary Schapiro (L), chairman of the Securities and Exchange Commission, and Gary Gensler, chairman of the Commodity Futures Trading Commission, testify before the House Financial services committee during a hearing on �Regulatory Perspectives on the Obama Administration's Financial Regul...
View Photo »Mary Schapiro (L), chairman of the Securities and Exchange Commission, and Gary Gensler, chairman of the Commodity Futures Trading Commission, arrive to testify before the House Financial services committee during a hearing on �Regulatory Perspectives on the Obama Administration's Finan...
View Photo »Mary Schapiro (L), chairman of the Securities and Exchange Commission, and Gary Gensler, chairman of the Commodity Futures Trading Commission, prepare to testify before the House Financial services committee during a hearing on �Regulatory Perspectives on the Obama Administration's Fina...
View Photo »Mary Schapiro (R), chairman of the Securities and Exchange Commission, and Gary Gensler, chairman of the Commodity Futures Trading Commission, arrive to testify before the House Financial services committee during a hearing on �Regulatory Perspectives on the Obama Administration's Finan...
View Photo »WASHINGTON - JULY 22: Mary Schapiro (L), chairman of the Securities and Exchange Commission; and Gary Gensler (R), chairman of the Commodity Futures Trading Commission testify before the House Financial Services Committee July 22, 2009 in Washington, DC.
View Photo »WASHINGTON - JULY 22: Gary Gensler (R), chairman of the Commodity Futures Trading Commission, and Mary Schapiro (L), chairman of the Securities and Exchange Commission, testify before the House Financial Services Committee July 22, 2009 in Washington, DC.
View Photo »WASHINGTON - JULY 22: Gary Gensler (R), chairman of the Commodity Futures Trading Commission, and Mary Schapiro (L), chairman of the Securities and Exchange Commission, testify before the House Financial Services Committee July 22, 2009 in Washington, DC.
View Photo »Treasury Secretary Timothy Geithner, center, flanked by Securities and Exchange Commission (SEC) Mary Schapiro, left, and Federal Deposit Insurance Corporation (FDIC) Chair Sheila Bair, takes part in a meeting of the President's Working Group on Financial Markets, Thursday, June 25, 200...
View Photo »U.S. Securities and Exchange Commission Chairman Mary Schapiro (L) listens to Commodity Futures Trading Commission Chairman Gary Gensler before their testimony before the Senate Banking Committee on Capitol Hill in Washington, June 22, 2009.
View Photo »U.S. Securities and Exchange Commission Chairman Mary Schapiro (L) and Commodity Futures Trading Commission Chairman Gary Gensler listen to questions during their testimony before the Senate Banking Committee on Capitol Hill in Washington, June 22, 2009.
View Photo »U.S. Securities and Exchange Commission Chairman Mary Schapiro (L) and Commodity Futures Trading Commission Chairman Gary Gensler testify before the Senate Banking Committee on Capitol Hill in Washington, June 22, 2009.
View Photo »WASHINGTON - JUNE 22: U.S. Securities and Exchange Commission Chairman Mary Schapiro (L), and Commodity Futures Trading Commission Chairman Gary Gensler (R) wait for the beginning of a hearing before the Subcommittee of Securities, Insurance, and Investment of the Senate Banking, Housi...
View Photo »WASHINGTON - JUNE 22: U.S. Securities and Exchange Commission Chairman Mary Schapiro (L) speaks as Commodity Futures Trading Commission Chairman Gary Gensler (R) looks on during a hearing before the Subcommittee of Securities, Insurance, and Investment of the Senate Banking, Housing an...
View Photo »Securities and Exchange Commission Chair Mary Schapiro arrives on Capitol Hill in Washington, Monday, June 22, 2009, to testify before the Senate Banking Committee hearing on over-the-counter derivatives.
View Photo »Securities and Exchange Commission Chair Mary Schapiro, left, and U.S. Commodity Futures Trading Commission Chairman Gary Gensler arrive on Capitol Hill in Washington, Monday, June 22, 2009, to testify before the Senate Banking Committee hearing on over-the-counter derivatives.
View Photo »Securities and Exchange Commission Chair Mary Schapiro arrives on Capitol Hill in Washington, Monday, June 22, 2009, to testify before the Senate Banking Committee hearing on over-the-counter derivatives.
View Photo »Securities and Exchange Commission (SEC) Chairwoman Mary Schapiro (L) and Commodity Futures Trading Commission Chairman Gary Gensler testify before the Senate Banking sub-committee hearing on 'Over-the-Counter Derivatives Oversight' on June 22, 2009 on Capitol Hill in Washington.
View Photo »SEC Chairwoman Mary Schapiro (L) and Commodity Futures Trading Commission Chairman Gary Gensler share a laugh before the Senate Banking sub-committee hearing on 'Over-the-Counter Derivatives Oversight' on June 22, 2009 on Capitol Hill in Washington, DC.
View Photo »Treasury Secretary Timothy Geithner, center, flanked by Securities and Exchange Commission (SEC) Chair Mary Schapiro, left, and Federal Reserve Governor Dan Tarullo, speaks about executive compensation, Wednesday, June 11, 2009, at the Treasury Department in Washington.
View Photo »U.S. Treasury Secretary Timothy Geithner (C) meets with Chairwoman of the U.S. Securities and Exchange Commission Mary Schapiro (L) and Federal Reserve Governor Dan Tarullo to discuss compensation policies in Washington, June 10, 2009.
View Photo »WASHINGTON - SEPTEMBER 30: Securities and Exchange Commission (SEC) Chair Mary Schapiro (L) listens during a public roundtable meeting at the headquarters of SEC September 30, 2009 in Washington, DC. The meeting was to discuss possible measures to limit the short selling of stocks.
View Photo »Congress should consider modifying the [White House] proposal so that all securities-related OTC derivatives are regulated more like securities, and commodity and other nonsecurities-related OTC derivatives are regulated more like futures
We stand with S.E.C. Chairwoman Mary Schapiro and C.F.T.C. Chair Gary Gensler in their fight for stronger regulation for hedge funds and derivatives and all the crazy stuff that brought our economy down
Treasury's proposal would retain the SEC's anti-fraud authority over all securities-related swaps, but unfortunately does not currently provide the tools needed to adequately police all these swaps
SEC Chairman Mary Schapiro said flash orders may result in a 'two-tiered market' and noted 'the interests of long-term investors should be upheld as against those of professional short-term traders when those interests are in conflict.'
We have concern about whether we developing a two tier market where some people have access to more information than others do ... We are looking into whether they [practices] should be permitted and we'll go through a process as we have to, at the SEC to deal with that.
I think that Mary Schapiro, the SEC … I think they’re trying to figure out what the right thing to do is. I think that the bear raids could come back very easily right now … [the uptick rule] slows the selling process down. And that’s all we need is to slow it down so cooler heads can prevail.
It will take some courage for the SEC to face down the political pressure to act against shorts--and courage is a commodity in short supply under SEC chairperson Mary Schapiro.
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