...PIPE-related items, including the fact that the CEO had spoken to Cuban: Washington, D.C., Nov. 17, 2008 -- The Securities and Exchange Commission today charged Dallas entrepreneur Mark Cuban with insider trading for selling 600,000 shares of the stock of...
...and 17 large investment banks. The companies' shares have stabilized since the ban took effect July 21. The Securities and Exchange Commission says its order helped prevent stock manipulation, and that regulators will be able to analyze data to gauge its effectiveness....
...major institutional victims of the credit crisis, we may be only at the start of a slow death. That victim is the Securities and Exchange Commission, Wall Street's regulator for the past 74 years. For months, the agency has seemed superfluous to the battle...
...Tampering with a record or otherwise impeding an official proceeding. Sec. 1103. Temporary freeze authority for the Securities and Exchange Commission. Sec. 1105. Authority of the Commission to prohibit persons from serving as officers or directors. Sec. 1106....
...in advance of settlement. As a way of tempering the slamming by short sellers in the volatile financial sector, the Securities and Exchange Commission (SEC) on July 15 issued an Emergency Order prohibiting naked short selling in 19 financial securities (see...
...McCain didn't parse any words last week when he called for the firing of Securities and Exchange Commission (SEC) chairman Christopher Cox. The Republican nominee's choice of words may have been more direct than others and more misguided, since the president...
...the stock market took shares down in others due to problematic balance sheets and poor risk management controls. The Securities and Exchange Commissionâs emergency move to outlaw naked short sales in shares of 19 financial stocks went into effect July 15 and...
...standards govern the preparation of financial reports and are officially recognized as authoritative by the Securities and Exchange Commission and the American Institute of Certified Public Accountants. Such standards are essential to the efficient functioning...
...Securities and Exchange Commission can blame itself for the current crisis. That is the allegation being made by a former SEC official, Lee Pickard, who says a rule change in 2004 led to the failure of Lehman Brothers, Bear Stearns, and Merrill Lynch. Traders...
...Securities and Exchange Commission issued a temporary ban Friday on short sales of 799 financial stocks, a dramatic move against traders who have sought profits from the most severe market crisis in decades. Short selling is a legal form of stock trading in...