Securities and Exchange Commission

Securities and Exchange Commission Photos

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  1. The logo of social networking website 'Facebook' is displayed on a computer screen in London, on December 2007, 2012. Eight years after its launch, social networking giant Facebook is poised to file papers for an initial public offering seeking to raise...
  2. A Wachovia logo is seen on a building in Dallas, Texas in this October 9, 2008 file photograph. Wachovia Bank, owned by Wells Fargo & Co , agreed to pay $148 million in a settlement with federal and state authorities over allegations of bid-rigging and...
  3. Daniel Tarullo (C), member of the Federal Reserve System Board of Governors, testifies next to Mary Schapiro (R), Chairman of the Securities and Exchange Commission, before the Senate Banking, Housing and Urban Affairs committee hearing on Continued Oversight...
  4. Mary Schapiro, Chairman of the Securities and Exchange Commission, testifies before the Senate Banking, Housing and Urban Affairs committee hearing on Continued Oversight on the Implementation of the Wall Street Reform Act on Capitol Hill in Washington...
  5. WASHINGTON, DC - JANUARY 27: Securities and Exchange Commission Director of Division of Enforcement Robert Khuzam (R) speaks while HUD Secretary Shaun Donovan listens on January 27, 2012 in Washington, DC. Attorney General Eric Holder announced the...
  6. WASHINGTON, DC - JANUARY 18: Securities and Exchange Commission Chairman Mary Schapiro speaks during a joint hearing before the Capital Markets and Government Sponsored Enterprises Subcommittee and Financial Institutions and Consumer Credit...
  1. Securities and Exchange Commission Division of Trading and Markets Director Robert Cook testifies before a House Financial Services Committee Oversight and Investigations Subcommittee hearing on the collapse of MF Global, at the U.S. Capitol in Washington,...
  2. WASHINGTON, DC - JANUARY 27: Securities and Exchange Commission Director of Division of Enforcement Robert Khuzam (C) speaks while Attorney General Eric Holder (R) and HUD Secretary Shaun Donovan listen during a news conference at the Justice...
  3. Donald McGhan (L) talks with attorney Mark Dzarnoski as they walk towards the Lloyd D. George U.S. Federal Courthouse in Las Vegas, Nevada in this June 8, 2009 handout released to Reuters January 9, 2012. When the French firm at the center of a breast...
  4. WASHINGTON, DC - JANUARY 18: (L-R) Federal Reserve Board Governor Daniel Tarullo, Securities and Exchange Commission Chairman Mary Schapiro, Commodity Futures Trading Commissioner Chairman Gary Gensler and Federal Deposit Insurance Corporation Acting...
  5. Investors are seen at the Iraq Stock Exchange during trading hours in Baghdad December 12, 2011. The Iraq Stock Exchange (ISX), formally the Baghdad Stock Exchange, began its operations in June of 2004 and operates under the Iraq Securities Commission,...
  1. WASHINGTON, DC - DECEMBER 16: Robert Khuzami (2nd R), Director of the U.S. Securities and Exchange Commission's (SEC) Enforcement Division, announces that the SEC has charged six former top executives of Fannie Mae and Freddie Mac with securities...
  2. WASHINGTON, DC - JANUARY 27: Securities and Exchange Commission Director of Division of Enforcement Robert Khuzam participates in a news conference at the Justice Department on January 27, 2012 in Washington, DC. Attorney General Eric Holder announced...
  3. Robert Khuzami, director of the Securities and Exchange Commission's Division of Enforcement (L), stands with Preet Bharara, United States Attorney for the Southern District of New York, as they announce charges against seven people arrested by the FBI...
  4. A customer withdraws money from ATMs inside a Wachovia branch in New York in this October 6, 2008 file photograph. Wachovia Bank, owned by Wells Fargo & Co , agreed to pay $148 million in a settlement with federal and state authorities over allegations...
  5. Securities and Exchange Commission Chairman Mary Schapiro testifies at a joint hearing of the House Oversight and Government Reform Committee's TARP, Financial Services and Bailouts of Public and Private Programs Subcommittee on Capitol Hill in...
  1. Securities and Exchange Commission Inspector General David Kotz testifies on Capitol Hill in Washington in this September 22, 2011 file photo. In early 2009, federal investigators finally closed in on Houston financier R. Allen Stanford. For more than a...
  2. The Empire State Building is seen in this August 26, 2010 file photo in New York. Investors will soon be able to own a piece of one of New York's greatest views, as the owners of the Empire State Building filed February 13, 2012 to list it on the New...
  3. Securities and Exchange Commission (SEC) Director of Enforcement Robert Khuzami speaks at the Justice Department in Washington, Friday, Jan. 27, 2012, following Attorney General Eric Holder's announcement of the formation of the Residential Mortgage-Backed...
  4. WASHINGTON, DC - JANUARY 18: Securities and Exchange Commission Chairman Mary Schapiro (R) speaks as Federal Reserve Board Governor Daniel Tarullo (L) listens during a joint hearing before the Capital Markets and Government Sponsored Enterprises...